Bar Counsel
Your New, New Year’s Resolutions
By Bill Ross
By now, even the best intentioned among us have made—and already
broken—our new year’s resolutions. Always ready to help,
we at the Office of Bar Counsel have come up with some replacement resolutions
to help get you through the rest of the year:
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Reread the Rules. Take some time to refamiliarize
yourself with the Rules of Professional Conduct, as amended February
2007. If you have misplaced your copy or worn it out from overuse,
you may find another one on the D.C. Bar’s Web site at www.dcbar.org/new_
rules/rules.cfm.
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Think About Civility. One of the most common
complaints we receive is that attorneys have acted in an uncivil manner,
either in their personal or professional lives. Even though Bar Counsel
cannot discipline attorneys for violating the Bar’s Voluntary
Standards of Civility in Professional Conduct, it is worth considering
whether your behavior is unfavorably impacting your clients or your
professional reputation. Civility also is good business. Take this
time to brush up on your reading by visiting www.dcbar.org/for_lawyers/ethics
/legal_ethics /voluntary_standards_for_civility/index.cfm.
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Return Phone Calls and E-mail Promptly.
Another common complaint we receive is that attorneys have failed
to adequately communicate, either by neglecting to return calls or
e-mail, or by failing to keep clients apprised of important developments
in the representation. If you promptly answer inquiries from clients,
opposing counsel, or others, there is much less chance that anything
will fall through the cracks.
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Make Someone Smile Daily. It’s far
easier than it sounds. Sometimes all it takes is your own bright smile
or a simple acknowledgement that you appreciate something that someone
has done for you. It will make you feel better, too, and who knows,
someone may return the favor at the most opportune time. (And sometimes
with opposing counsel, you need it!)
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Reconcile Your Trust Account(s). This is
crucial. How can you safeguard the funds of clients or third parties
if you don’t even know what’s in your trust account? If
you are overwhelmed, get help before the situation gets out of hand.
The Bar can offer assistance navigating the requirements relating
to handling entrusted funds. You can reach the Bar’s Practice
Management Advisory Service at 202-737-4700, ext. 212, or visit www.dcbar.org/for_lawyers/bar_services /practice
_management_advisory_service/index.cfm.
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Review Your Retainer Agreement. If a dispute
arises regarding the scope of representation or fees charged in an
attorney–client relationship, nothing is more important than
the language in your retainer agreement. A well-drafted retainer agreement
also can help avoid misunderstandings and disputes as the representation
evolves. If you use a standard retainer agreement with all clients,
take the time to make sure it makes sense and complies with your obligations
under the ethical rules. Each time you enter into a new retainer agreement
with a client, you also should make sure the terms make sense for
that particular representation.
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Train Your Staff. Because you are vicariously
liable for ethical misconduct by nonlawyer assistants and subordinate
lawyers, it absolutely is crucial that you make sure your staff understands
your firm’s obligations under the Rules. In particular, make
sure your staff appreciates the implications of Rule 1.6 relating
to confidentiality and secrets of a client. Something as seemingly
simple as a member of your support staff mentioning who visited your
office can result in a violation of Rule 1.6. Clearly explaining your
expectations as well as the reasons behind important office practices
helps prevent misunderstandings down the road and improves your relationship
with subordinates. A positive workplace will help you retain crucial
staff, and nothing helps ensure the success of a practice better than
quality employees.
Bill Ross is an assistant bar counsel.
Disciplinary Actions Taken by the Board on Professional Responsibility
Original Matters
In re N. Carl Cannon. Bar No. 444460. October 4, 2007.
The Board on Professional Responsibility recommends that the D.C. Court
of Appeals disbar Cannon by consent, and that his disbarment run, for
purposes of reinstatement, from the date the Court of Appeals issues
the appropriate order, and after Cannon files an affidavit in compliance
with D.C. Bar R. XI, § 14(g).
In re Ali D. Jafroodi. Bar No. 432899. November 20, 2007. The Board
on Professional Responsibility recommends that the D.C. Court of Appeals
disbar Jafroodi based on his criminal conviction for violation of Florida
Statute § 893.13(1)(a)(2), which makes it “unlawful for any
person to sell, manufacture, or deliver, or possess with intent to sell,
manufacture, or deliver, a controlled substance,” a crime involving
moral turpitude per se, for which D.C. Code § 11-2503(a) mandates
disbarment.
In re Oscar S. Mayers. Bar No. 407619. November 9, 2007. The Board on
Professional Responsibility recommends that the D.C. Court of Appeals
suspend Mayers for 18 months. Mayers filed false documents and statements
in contested domestic relations litigation with his former wife. Specifically,
in a child support proceeding where Mayers’s former wife was claiming
violations of a prior order and substantial arrearages, Mayers submitted
altered checks and false statements to claim he had made more payments
than he actually had made. Rules 3.3(a)(1), 3.4(a), 3.4(b), 8.4(a),
8.4(b), 8.4(c), and 8.4(d).
Reciprocal Matters
In re Michael W. Coopet. Bar No. 392884. October 2, 2007. In a reciprocal
matter from California, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose identical reciprocal discipline
and suspend Coopet for two years, stayed in favor of a nine-month suspension
followed by three-years’ probation subject to the terms imposed
in California, and that the period of suspension run consecutively to
the 60-day period of actual suspension in Coopet I, to correspond
to the California discipline. The Supreme Court of California imposed
discipline on Coopet based on his failure to provide the California Office
of Probation with proof of payment of restitution to a former client,
as previously ordered by the California court in an earlier disciplinary
case (Coopet I).
In re Lester W. Firstenberger. Bar No. 427806. November 20, 2007. In
a reciprocal matter from Massachusetts, the Board on Professional Responsibility
recommends that the D.C. Court of Appeals impose identical reciprocal
discipline and suspend Firstenberger for six months and one day, subject
to the terms imposed in Massachusetts. The misconduct that served as
the basis for the discipline imposed by the Supreme Judicial Court for
Suffolk County Massachusetts concerned two mortgages on Firstenberger’s
home. Firstenberger violated Massachusetts Rules pertaining to dishonesty
and conduct adversely reflecting on fitness to practice law.
In re Maria Ines Gonzalez. Bar No. 439718. November 30, 2007. In a reciprocal
matter from New Jersey, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose the functionally equivalent reciprocal
discipline of a three-month suspension, provided that Gonzalez establishes
that she already has been reinstated to practice in New Jersey on a
summary basis. If Gonzalez does not, the board recommends that the court
impose a requirement to prove fitness to practice, subject to vacatur
upon proof that Gonzalez has been summarily reinstated in New Jersey.
The Supreme Court of New Jersey issued an order suspending Gonzalez
for three months and requiring that upon reinstatement, she practice
under the supervision of a practicing attorney approved by the Office
of Attorney Ethics for one year. Gonzalez allowed an employee, who was
an unlicensed law school graduate, to perform the services of a lawyer
in personal injury matters.
In re Mark S. Guberman. Bar No. 442683. November 6, 2007. In a reciprocal
matter from Maryland, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose nonidentical reciprocal discipline
and suspend Guberman for 18 months, effective immediately, but deemed
to commence for purposes of reinstatement on November 17, 2006, the
date on which Guberman filed an affidavit in compliance with the requirements
of D.C. Bar R. XI, § 14(g). The Court of Appeals of Maryland disbarred
Guberman for engaging in conduct involving dishonesty and misrepresentation
by falsely representing to representatives of his law firm that he had
filed an appeal on behalf of his client. Further, the Maryland court
found that Guberman engaged in conduct prejudicial to the administration
of justice by creating bogus file-stamps on the purported pleadings
and falsely certifying that the pleadings had been filed with the court.
No misstatements concerning the purported appeal were directed to the
courts or to the client.
In re Jason S. Guetzkow. Bar No. 490926. November 19, 2007. In a reciprocal
matter from California, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose identical reciprocal discipline
and suspend Guetzkow for one year, stayed in favor of a 90-day suspension
followed by two years’ probation subject to the terms and conditions
imposed in California. The Supreme Court of California based its discipline
on a stipulation wherein Guetzkow admitted to misconduct in three separate
client matters. Guetzkow violated California Rules pertaining to competence,
communication, failure to take reasonable steps to avoid reasonably
foreseeable prejudice to a client upon termination of employment, failure
to return unearned fee, failure to return client property upon termination
of employment, and failure to cooperate with disciplinary investigation.
In re John L. Hill. Bar No. 439358. November 26, 2007. In a reciprocal
matter from Maryland, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose identical reciprocal discipline
and suspend Hill for 30 days. The Court of Appeals of Maryland suspended
Hill for 30 days for violations of Maryland Rules of Professional Conduct
1.3 (diligence), 1.4 (communication), 8.1(b) (Bar Admission and Disciplinary
Matters), and 8.4(d) (conduct prejudicial to the administration of justice)
in two separate matters. In the first matter, Hill was retained to prepare
and obtain an Eligible Domestic Relations Order (EDRO) necessary for
his client to receive half of his ex-wife’s state employee retirement
benefits. Hill did not prepare the EDRO or cause it to be executed before
his client’s ex-wife remarried, notwithstanding his client’s
numerous requests to treat the matter expeditiously. The client was
thus rendered ineligible to share his ex-wife’s pension. In the
second matter, Hill was retained to represent a father in a domestic
relations case involving child visitation rights. Although Hill agreed
to prepare a written consent order within two weeks, he did not prepare
or submit it notwithstanding calls from the Master’s office and
calls and two letters from his client. When the order had not been filed
after more than six months, a judge of the Circuit Court issued an order
requiring Hill to show cause why sanctions and costs should not be imposed.
Without informing his client that the show-cause order had been issued
or that the parties had been ordered to appear in court, Hill prepared
a consent order, sent it to opposing counsel for signature, and submitted
it with signatures on the date of the show-cause hearing. Hill did not
inform his client that he had prepared the consent order and did not
send it to him for review. The consent order was later signed by the
court. In addition, Maryland Bar Counsel made two requests of respondent
to produce his file, but he did not comply.
In re Phillip T. Howard. Bar No. 457694. October 2, 2007. In a reciprocal
matter from Florida, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose the functionally identical reciprocal
discipline of a public censure. The Supreme Court of Florida publicly
reprimanded Howard, placed him on probation for one year, and directed
him to attend Ethics School and pay costs to the Florida Bar. Howard
executed a Conditional Guilty Plea for Consent Judgment in which he
stipulated to violating Florida Rules pertaining to threatening to present
criminal charges and disciplinary charges, solely to obtain an advantage
in a civil matter.
In re Robert E. Howard. Bar No. 329029. November 19, 2007. In a reciprocal
matter from Virginia, the Board on Professional Responsibility imposed
identical reciprocal discipline and issued Howard a board reprimand.
The Virginia State Bar Disciplinary Board issued Howard a public reprimand
with terms based on an agreed disposition with Bar Counsel in which
he stipulated to the findings of fact and conclusions of law that formed
the basis of the Virginia discipline. The Virginia Board found that
Howard violated rules pertaining to competence and promptness, communication
with a represented party, failure of prompt delivery of property to
client or third parties, and trust account record keeping.
In re Dimone G. Long. Bar No. 492053. October 2, 2007. In a reciprocal
matter from Maryland, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose identical reciprocal discipline
and disbar Long, effective immediately. The Maryland disciplinary matter
arose from six disciplinary complaints pending against Long. In the
Joint Petition for Disbarment by Consent, Long acknowledged that if
a hearing were held, sufficient evidence could be produced to sustain
allegations that he engaged in misconduct that included he misrepresented
to clients in two personal injury cases that the cases were not moving
forward because the insurance adjustor was uncooperative when, in fact,
Long was not pursuing the matters; misrepresented the status of a personal
injury matter to another client, telling her that another attorney was
handling the case when there was, in fact, no other attorney working
on her case; and improperly placed a $10,000 attorneys’ lien on
the case of another client after he was terminated one day after being
retained to represent the client in a personal injury matter and after
no work was done on behalf of the client. The Maryland Joint Petition
further stated that in Maryland Bar Counsel’s complaint, Long
was charged with attempted first-degree murder in Prince George’s
County, and on February 8, 2007, convicted of second-degree assault.
In re Alfred A. Page Jr. Bar No. 480892. October 17, 2007. In a reciprocal
matter from Maryland, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose functionally identical reciprocal
discipline and publicly censure Page, with the additional terms imposed
in Maryland. The Maryland court reprimanded Page, who also is a certified
public accountant, and required him to undergo two years of supervision
by an escrow and practice monitor for failing to communicate with his
client in a divorce and child support action, failing to act with reasonable
diligence and promptness in that representation, failing to keep complete
records of the monies received so that Page could identify the account
into which he deposited the client’s retainer, commingling funds,
violating multiple provisions of Article 10 of the Maryland Code Business
Occupations and Professions, and failing to respond to inquiries by
the Maryland Office of Bar Counsel in a timely manner.
In re Christopher H. Reed. Bar No. 451941. November 20, 2007. In a reciprocal
matter from Arizona, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals suspend Reed for three years with fitness,
as identical reciprocal discipline. The Supreme Court of Arizona suspended
Reed from the practice of law for three years with the equivalent of
a fitness requirement, ordered that upon reinstatement, he be placed
on probation for two years (with terms to be decided at the time of
reinstatement), and ordered him to pay a total of $25,818.58 in restitution
to eight individuals and the Maricopa County, Arizona, Clerk of Court.
The Arizona discipline was based on 12 instances of misappropriation
on the part of Reed. The other principal disciplinary offenses include
eight violations of rules governing lack of diligence, nine cases of
failure to communicate with clients, 16 instances of misconduct prejudicial
to the administration of justice, and 15 knowing failures to respond
to a disciplinary authority’s lawful demands for information.
Moreover, Reed’s serious offenses were aggravated by his “bad
faith obstruction of the disciplinary proceeding by intentionally failing
to comply with rules or orders of the disciplinary agency” and
his “indifference to making restitution.”
In re Stephen J. Williams. Bar No. 422088. October 3, 2007. In a reciprocal
matter from Connecticut, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals impose reciprocal discipline of a six-month
suspension, but with the added requirement that Williams prove his fitness
to practice law as a condition of reinstatement. The State of Connecticut
Superior Court for the Judicial District of Windham suspended Williams
for six months and conditioned his reinstatement upon completion of
an approved course of instruction on legal ethics and Connecticut Practice
and Procedure. Williams, who elected to contest a speeding ticket issued
in Connecticut, listed his address as a post office box in Hong Kong,
rather than use his Connecticut address. Williams, thereafter, closed
his Hong Kong post office box, ensuring that he did not receive notice
of his scheduled court appearance. Once he did appear in court, Williams
sought multiple continuances to obtain counsel but never retained counsel.
Williams then sought to subpoena the trial judge, prosecutor, and the
court clerk. The Connecticut court found that rather than following
the normal procedures for seeking reinstatement of his license to drive,
Williams engaged in a vexatious course of conduct that “parlay[ed]
a simple motor vehicle hearing into a monumental, unnecessary, time-consuming,
labor-intensive and ineffectual attack on the Deputy Clerk of the Court,
the Central Infraction Bureau and the Commissioner of Motor Vehicles.”
The board found that Williams’s actions in Connecticut that served
“to obfuscate, inflame and attenuate a simple legal proceeding,”
along with his various filings made in the District of Columbia, “evince
serious doubt about his fitness to practice law.”
In re Charles C. Wright. Bar no. 329888. November 20, 2007. In a reciprocal
matter from Pennsylvania, the Board on Professional Responsibility recommends
that the D.C. Court of Appeals disbar Wright as identical reciprocal
discipline. The Supreme Court of Pennsylvania’s disbarment was
based on Wright’s convictions in the Court of Common Pleas of
Philadelphia of third-degree felony sexual abuse of children, first-degree
misdemeanor possession of instruments of crime, and third-degree felony
criminal use of a communications facility. The board recommends that
Wright be disbarred as identical reciprocal discipline based on the
Pennsylvania court’s order of disbarment.
Disciplinary Actions Taken by the District of Columbia Court of Appeals
Original Matters
In re N. Carl Cannon. Bar No. 444460. November 1, 2007.
The D.C. Court of Appeals disbarred Cannon by consent, effective forthwith.
In re Samuel Cooper III. Bar No. 175745. November 21, 2007. The D.C.
Court of Appeals suspended Cooper for 30 days, effective immediately.
The court further ordered that Cooper’s reinstatement be conditioned
both on proof of his fitness to resume the practice of law and on his
full compliance with Bar Counsel’s subpoena, entered on October
15, 2003. The court further ordered that the briefs and record in this
matter filed with the court under seal be unsealed. Cooper violated
D.C. Bar R. XI, § 2(b)(3) (failure to comply with court order)
and District of Columbia Rules of Professional Conduct 8.1(b) (failure
to respond to Bar Counsel’s lawful demand for information) and
8.4(d) (conduct that seriously interferes with the administration of
justice). Cooper’s misconduct arose out of his failure to respond
to Bar Counsel’s inquires regarding asserted discrepancies in
his trust account.
In re Stanley D. Schwartz. Bar No. 11601. October 25, 2007. The D.C.
Court of Appeals disbarred Schwartz by consent, effective forthwith.
Reciprocal Matters In re Carlos H. Caceres Jr. Bar No. 466265.
November 21, 2007. In a reciprocal matter from Maryland, the D.C. Court
of Appeals imposed identical reciprocal discipline and disbarred Caceres.
The Court of Appeals of Maryland disbarred Caceres after he stipulated
to violating Maryland Rules of Professional Conduct 1.1 (competence);
1.2 (scope of representation); 1.3 (diligence); 1.4 (communication); 1.5
(safekeeping property); 1.16(d) (declining or terminating representation);
8.4(a) (violation of the Maryland Rules of Professional Conduct); 8.4(c)
(dishonesty, fraud, deceit, or misrepresentation); and, 8.4(d) (conduct
prejudicial to the administration of justice). In addition, Caceres violated
Maryland Rules 16-604, 16-607, and 16-609, and Maryland Business Occupations
and Professional Articles §§ 10-304, 10-306, and 10-307. These
violations stemmed from allegations that Caceres misrepresented the status
of seven immigration cases to his clients and his employer, took client
funds and failed to deposit them in an escrow account in six of the cases,
and deposited client funds into his personal bank account in two of the
cases. It also was alleged that Caceres failed to file a timely application
for relief in one matter resulting in an order of deportation, created
fraudulent court documents in a second case, and failed to return calls
in another matter.
In re G. Scott Christenson. Bar No. 362377. November 15, 2007. In a
reciprocal matter from California, the D.C. Court of Appeals imposed
identical reciprocal discipline and suspended Christenson for one year,
with all but 60 days stayed, and conditioned his reinstatement on satisfying
the terms and conditions imposed by the state of California, including
payment of restitution, and compliance with probationary conditions.
If Christenson fails to comply with the California terms and remains
suspended for a period of two or more years there, then reinstatement
shall be conditioned on the demonstration of fitness to practice law
in accordance with D.C. Bar R. XI, § 3(a)(2). The discipline imposed
by the Supreme Court of California was based on Christenson’s
failure to meet with his client, file an appeal, or return an unearned
$5,000 advance fee in a criminal matter. Christenson also failed to
cooperate and participate in the California disciplinary investigation
and proceeding.
In re Richard P. Condon. Bar No. 354076. November 21, 2007. In a reciprocal
matter from Florida, the D.C. Court of Appeals imposed identical reciprocal
discipline and disbarred Condon. The Supreme Court of Florida disbarred
Condon for dishonesty, misappropriation, and negligence in representing
clients, and it imposed costs of $13,650 resulting from the Florida
disciplinary proceeding against him.
In re C. Wayne K. Davis. Bar No. 467768. November 21, 2007. The D.C.
Court of Appeals disbarred Davis. Davis pleaded guilty to the felony
offense of stealing in violation of Mo. Rev. Stat. §§ 570.030.1
and 570.030.3, a crime involving moral turpitude per se, for which D.C.
Code § 11-2503(a) mandates disbarment.
In re Mary I. Duval. Bar No. 367682. November 21, 2007. In a consolidated
reciprocal matter from Maryland, the D.C. Court of Appeals disbarred
Duval as identical reciprocal discipline. In the first matter, the Court
of Appeals of Maryland indefinitely suspended Duval for various violations
of the Maryland Rules of Professional Conduct, including failure to
return unearned fees in a timely manner upon termination of representation,
failure to deposit unearned fees into an escrow account, failure to
respond or cooperate with Maryland Bar Counsel, and lying to an inquiry
panel. In the second, matter the Maryland court disbarred Duval for
failure to communicate with a client, commingling, failure to deliver
promptly the unearned fees to a client upon conclusion of representation,
failure to respond to the Maryland Bar Counsel, and misappropriation.
In re Jodie Grossman. Bar No. 424061. November 15, 2007. In a reciprocal
matter from Massachusetts, the D.C. Court of Appeals imposed substantially
different reciprocal discipline and disbarred Grossman. The Commonwealth
of Massachusetts Supreme Judicial Court for Suffolk County indefinitely
suspended Grossman, with the right to reapply in five years, for intentionally
misusing and converting client funds, failing to safeguard and promptly
pay or deliver funds, failing to account for the funds when she wrote
two checks from her escrow account made payable to cash, and submitting
fabricated evidence and making misrepresentations to Bar Counsel.
In re Phillip T. Howard. Bar No. 457694. November 29, 2007. In a reciprocal
matter from Florida, the D.C. Court of Appeals imposed functionally
identical reciprocal discipline and ordered that Howard be publicly
censured. The Supreme Court of Florida publicly reprimanded Howard for
violating Florida Bar Rules 4-3.4(g) and 4-3.4(h). (See the summary
of the Board Report in this column.)
In re Joel D. Kenwood. Bar No. 387073. November 1, 2007. In a reciprocal
matter from Florida, the D.C. Court of Appeals admonished Kenwood as
reciprocal discipline. The Supreme Court of Florida entered an order
of admonishment after Kenwood admitted to violations of the Florida
Bar Rules, including violations of the Florida Rules of Professional
Conduct involving confidentiality of information, conflict of interest,
and protection of client’s interest upon termination of representation.
Although an admonishment by the Court of Appeals is not a sanction provided
for in D.C. Bar Rule XI, the court determined that it was appropriate
to apply the foreign jurisdiction in haec verba and admonish Kenwood.
In re Warren R. Kraft. Bar No. 425676. October 11, 2007. In a reciprocal
matter from New Jersey, the D.C. Court of Appeals imposed identical
reciprocal discipline and disbarred Kraft. The Supreme Court of New
Jersey disbarred Kraft for knowingly misappropriating client funds.
In re Fredric D. Leffler. Bar No. 388671. November 21, 2007. The D.C.
Court of Appeals disbarred Leffler. Leffler was found guilty after a
jury trial in the United States District Court for the District of Maryland
of six counts of mail fraud and 11 counts of wire fraud, crimes involving
moral turpitude per se, for which D.C. Code § 11-2503(a) mandates
disbarment.
In re Peter R. Maignan. Bar No. 461974. November 8, 2007. In a reciprocal
matter from Maryland, the D.C. Court of Appeals imposed nonidentical
reciprocal discipline and suspended Maignan for six months, nunc pro
tunc to February 20, 2007. Prior to reinstatement Maignan must prove
fitness, but he is permitted to move to vacate the fitness requirement
if he is summarily reinstated in Maryland without objection from Maryland
Bar Counsel. The Court of Appeals of Maryland indefinitely suspended
Maignan for violations of the Maryland Rules of Professional Conduct
involving competence, commingling, and misappropriation that was not
intentional, disbursing client funds, and interfering with the administration
of justice.
In re Mary H. Richardson. Bar No. 427477. November 8, 2007. In a reciprocal
matter from New Jersey, the D.C. Court of Appeals imposed identical
reciprocal discipline and suspended Richardson for six months with fitness.
The Supreme Court of New Jersey suspended Richardson for six months
and “until further order of [the New Jersey] court” for
violations of the New Jersey Rules of Professional Conduct, including
the failure to safeguard funds; failure to promptly deliver funds; record-keeping
violations; failure to expedite litigation; fairness to opposing party;
truthfulness; criminal conduct that reflects adversely on an attorney’s
honesty, trustworthiness, or fitness as a lawyer; conduct involving
dishonesty, fraud, deceit, or representation; and conduct prejudicial
to the administration of justice.
In re Edward A. Slavin Jr. Bar No. 413136. November 21, 2007. In a reciprocal
matter from Tennessee, the D.C. Court of Appeals imposed identical reciprocal
discipline and disbarred Slavin. The Supreme Court of Tennessee disbarred
Slavin for having: (1) engaged in misrepresentation and deceit, both to
the courts and his clients; (2) failed to preserve client property; (3)
charged excessive fees; (4) violated court orders; (5) demonstrated incompetence
and lack of diligence; and (6) abused the legal process by habitually
violating that state’s rules regarding harassment and intimidation
of officers of the court, opposing counsel, and the filing of abusive,
insulting, untrue, and unprofessional statements regarding judges, litigants,
and opposing counsel.
In re Mark Steven Weiss. Bar No. 376283. November 15, 2007. In a reciprocal
matter from Virginia, the D.C. Court of Appeals imposed identical reciprocal
discipline and suspended Weiss for five years, with reinstatement conditioned
upon Weiss providing proof of his compliance with the requirements imposed
under the Virginia court’s disciplinary order. The Virginia discipline
was based on an agreed disposition wherein Weiss admitted to mishandling
a medical malpractice action on behalf of his client and violating Virginia
Disciplinary Rules relating to negligence, competence, failure to abide
by a client’s objectives, failure to communicate, safekeeping
property, failing to withdraw from the representation, bringing frivolous
claims, candor toward a tribunal, fairness to opposing party/counsel,
truthfulness to third parties, false statements on a bar application,
and dishonesty.
In re Robert Joel Zakroff. Bar No. 163337. October 25, 2007. The D.C.
Court of Appeals remanded this reciprocal matter to the Board on Professional
Responsibility. The board, in its Report and Recommendation, had recommended
that the court disbar Zakroff as reciprocal discipline identical to that
imposed by the Court of Appeals of Maryland. The Maryland court had disbarred
Zakroff for misconduct, including intentional misappropriation of client
funds in his personal injury practice over a period of two and a half
years and intentional dishonesty in a bankruptcy matter he handled. The
Maryland court found that Zakroff’s evidence as to his depression,
mood disorder, and personality disorder failed to satisfy Maryland’s
Vanderlinde mitigation standard, which “requires that the
disability be nothing ‘less than the most serious and utterly debilitating’
mental condition and that the condition be not only the ‘root cause’
of the misconduct but also result in the attorney’s utter inability
to conform his or her conduct in accordance with the law and with the
MRPC.” The D.C. Court of Appeals accepted the board’s recommendation
that reciprocal discipline should be imposed, but deferred judgment on
the recommendation that Zakroff be disbarred. The court concluded that
Maryland’s Vanderlinde mitigation standard sets a bar substantially
higher than D.C.’s Kersey mitigation standard, and that with
respect to Zakroff’s misappropriation of client funds, the findings
of the Maryland court established that Zakroff satisfied the first two
prongs of D.C.’s Kersey standard. The court could not conclude on
the record, however, whether Zakroff had satisfied the third prong of
Kersey, that is, that he had been substantially rehabilitated from
his disability. Accordingly, the court remanded the matter to the board
to determine whether Zakroff can demonstrate that he has been substantially
rehabilitated from his disability and that a sanction less than disbarment
is appropriate and, if so, what sanction, and further for a determination
as to how Zakroff’s dishonesty in connection with the separate bankruptcy
matter should impact the sanction to be imposed.
Informal Admonitions Issued by the Office of Bar Counsel
In re Ursula B. Bonar. Bar No. 460083. October 29, 2007. Bar Counsel
issued Bonar an informal admonition for failing to take reasonable efforts
to determine the status of her clients’ immigration case, proceeding
to conduct a merits hearing without adequately preparing her clients,
failing to promptly file a motion to continue the hearing and application
for adjustment of status, and representing two clients when there was
a conflict of interest without obtaining their informed consent. Rules
1.1(a), 1.1(b), 1.3(a), 1.3(b)(1), 1.3(b)(2), 1.3(c), 1.7(b)(2), and
1.7(b)(3).
In re David W. Draper Jr. Bar No. 434137. August 3, 2007. Bar Counsel
issued Draper an informal admonition for tendering and notarizing documents
to tribunals with signatures that failed to reflect accurately the date
notarized and failing to comply with requirements concerning supervision
of a nonlawyer employee. Rules 5.1, 5.3, and 8.4(d).
In re L. Darren Goldberg. Bar No. 450336. August 3, 2007. Bar Counsel
issued Goldberg an informal admonition for tendering and notarizing
documents to tribunals with signatures that failed to reflect accurately
the date notarized and failing to comply with requirements concerning
supervision of a nonlawyer employee. Rules 5.1, 5.3., and 8.4(d).
In re Martin F. Killingham. Bar No. 309518. September 27, 2007. Bar
Counsel issued Killingham an informal admonition for representing a
current client whose interests were adverse to another client without
obtaining the requisite consent, failing to withdraw from a representation
that would result in violations of the Rules of Professional Conduct,
and failing to provide zealous, diligent, and competent representation.
Rules 1.3(a), 1.7(b)(2), 1.7(b)(3), 1.7(c), and 1.16(a)(1). In the alternative,
for representing a client adverse to a former client’s interests
in a related matter and/or providing advice to an unrepresented party.
Rules 1.9 and/or 4.3.
In re Romney Wright. Bar No. 319491. October 29, 2007. Bar Counsel issued
Wright an informal admonition for failing to promptly notify the client
of a significant decision in his case and withdrawing from the representation
at a point in the process that would have made it difficult for the
client to obtain new counsel and timely respond to the United States
Citizenship and Immigration Services letter, and/or failing to notify
her client that she was withdrawing. Rules 1.4(a) and 1.16(d).
The Office of Bar Counsel compiled the foregoing summaries of disciplinary
actions. Reports and Recommendations issued by the Board on Professional
Responsibility are posted on the D.C. Bar Web site at www.
dcbar.org/discipline/reports.html. Most Board on Professional Responsibility
recommendations as to discipline are not final until considered by the
court. Court opinions are printed in the Atlantic Reporter and also
are available online for decisions issued after January 1, 1997. To
obtain a copy of a recent slip opinion, visit the D.C. Court of Appeals’
Web site at www.dcappeals.gov/dccourts
/appeals/opinions_mojs.jsp. Informal Admonitions issued by Bar Counsel
are posted on the D.C. Bar Web site at www.dcbar.org/discipline/informal_
ads.cfm.
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