- Description
-
District of Columbia Bar
The Investor Rights Committee of the Corporation, Finance and Securities Law Section
In Co-sponsorship with the Administrative Law and Agency Practice Section, the Health Law Section, the Law Practice Management Section, the Litigation Section, and the Real Estate and Land Use Section
Presents a Luncheon Program
The State of Securities Arbitration in a Troubled Financial Market: Legal and Legislative Developments
The Panel will discuss cutting-edge issues on all aspects of the securities arbitration process. The panelists will present expert views from the investor, industry and regulatory perspectives. The panelists will address issues and trends impacting investors, regulators and practitioners as well as important legislative and regulatory developments.
- Location
-
D.C. Bar Conference Center
1101 K Street, Conference
Washington DC 20005 - Contact
- Sections Office 202-626-3463
- Speakers
- Kevin Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association ("SIFMA")
- James Day, Associate Vice President and Chief Counsel, Enforcement Division, FINRA (Moderator)
- Janet DeCosta, The Law Offices of Janet K. DeCosta, P.C.
- Linda Fienberg, President of Dispute Resolution, Financial Industry Regulatory Authority ("FINRA")
- CLE Credit
- No
- Cost
-
Administrative Law and Agency Practice Section $10.00
Corporation, Finance and Securities Law Section $10.00
Government and Non-profit Employees $5.00
Health Law Section $10.00
Law Practice Management Section $10.00
Law Students $5.00
Litigation Section $10.00
Non-Section Members $20.00
Real Estate and Land Use Section $10.00
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